Hanna G. Barnes-Oberle
HIGHTOWER SECURITIES | Client Service Associate
Chicago, IL 60606-3414
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CRD#: 7219777
Professional summary
Hanna Grace Barnes-Oberle, who also goes by Hanna G Barnes, Hanna Barnes, Hanna Barnes-oberle, Hanna G. Oberle, Hanna Grace Oberle, Hanna Oberle, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Hanna is registered as a RR (Registered Representative) and started their career in finance in 2020. Hanna has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Biography
Hanna Oberle is a Client Service Associate at Hightower Great Lakes. She is committed to providing a high level of service to our clients and ensuring any account related services are done efficiently and accurately. Hanna believes strongly in the firm’s mission to help make sure clients spend more time doing the things they love and less time worrying about how their financial goals will be reached.
Hanna has worked in the financial services industry for 6 years and was in retail banking in Colorado before returning to Indiana and joining the Hightower Great Lakes team. She has her Series 6 and 63 licenses as well as a Life and Health Insurance licenses.
Hanna lives in Chesterton with her husband Eric and their two cats Teddy and Sylvie. In her free time, she likes to read, do embroidery, and spend time with friends and family.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Hanna G Barnes | Hanna Barnes | Hanna Barnes-Oberle | Hanna G. Oberle | Hanna Grace Oberle | Hanna Oberle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Hanna Grace Barnes-Oberle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2022 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414BD
CRD#: 116681
Chicago, IL
Past
March 6, 2020 - October 8, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CHESTERTON, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(10/17/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/6/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
HIGHTOWER SECURITIES, LLC
Client Service AssociateCRD#: 116681Chicago, IL 60606-3414TRUST BUT VERIFY
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