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Dikla Yacov-chen

ALPHA TRADING L.P.
Ramat HaSharon,
·CRD# 7219666·6 years experience

Professional Summary

Dikla Yacov-chen is a registered financial advisor currently at ALPHA TRADING L.P.. Dikla is registered as a RR (Registered Representative) and started their career in finance in 2020. Dikla has worked at 1 firm and has passed the Series 14 exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

ALPHA TRADING L.P.·CRD# 289434
BD
1 Yael Man St., Ramat Hasharon 4734501
June 18, 2020 - Present

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Current Firm

AT
ALPHA TRADING L.P.

ALPHA TRADING L.P.

CRD#: 289434 / SEC#: 8-69996
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1 Yael Man St., Ramat Hasharon 473450

Mailing Address

1 Yael Man St., Ramat Hasharon 473450

Phone Number

(312) 515-8317

Established

Delaware since 05/31/2017

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SCOUT GROUP LLCSOLE LIMITED PARTNER—
CUTTICA, KEVIN MCHIEF EXECUTIVE OFFICER3077234
NATHANIEL, SHAIDEPUTY CEO7093865
SAMUELS, EYAL HILLELCHIEF OPERATION OFFICER7093748
SCOUT EQUITIES GP L.P.GP—
WAGSTAFF, CONNER FREDFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1427591
YACOV-CHEN, DIKLACHIEF COMPLIANCE OFFICER7219666

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 14 — Compliance Officer Examination

Passed Jun 2020About the Series 14 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dikla Yacov-chen's CRS (Customer Relationship Summary).

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