KD
Kenneth E. Davis
PARK AVENUE SECURITIES
NEEDHAM, MA 02494
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CRD#: 721884
KD
Kenneth E DavisPARK AVENUE SECURITIES
Professional summary
Kenneth E Davis, who also goes by Kenneth Edwin Davis, Ken Davis, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Needham, Massachusetts.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Kenneth has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Aliases
Kenneth Edwin Davis | Ken Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rental Property on Martha's Vineyard, MA-Own a single family home on Martha's Vineyard, MA which is rented to an outside tenant on an annual basis,.
Start: 01/01/1987,
Address: 28 Saddle Club Road Edgartown, MA 02539,
Hrs per month - Tot/Bus: 4/2,
Investment related,
2. Wharton Club of Boston-Boston Chapter of Alumni Association,
Start: 10/01/2015,
Address: Volunteer organization - No business address,
Hrs per month - Tot/Bus: 3/1,
Not investment related,
3. Temple Beth Shalom Brotherhood-Men's organization of Temple. Brotherhood Board represents the Brotherhood of the Temple and is responsible for running several events during the year,
Start: 07/01/2016,
Address: 670 Highland Ave. Needham, MA 02494,
2 non bus hrs per month,
Not investment relate,
4. Outside Insurance-Selling LTC insurance, fixed life insurance, disability insurance, fixed annuities and group benefits,
Start: 01/01/2019,
Address: 160 Gould St., Suite 310 Needham, MA 02494,
4 bus hrs per month,
Investment related,
5. Officer for Harold & Evelyn R. Davis Memorial Foundation-Treasurer of a Family Foundation with my siblings. We fund activities involved in either music or in the Sarasota, FL area,
Start: 01/01/2000,
Address: PO Box 12224 Knoxville, TN 37912,
1 non bus hr per month,
Not investment related,
6) Boston Estate Planning Council Roundtable Committee Membership-identifies candidates to run informational Roundtable discussions,
Start: 07/01/2024,
Address: 4 Lan Dr. Suite 310 Westford, MA 01886,
2 total hours per month; 2 during securities trading hours,
Not investment related,
No annual compensation,
7) Rotary Club of Needham-President,
Nature of Business: Rotary Club,
Start date: 07/01/2026,
Address: 1068 Chestnut St. Newton, MA 02464.,
Duties: run the weekly meetings and monthly Board meetings,
10 total hours per month; 6 during securities trading hours,
Not investment related,
8) Rotary Club of Needham-RYLA Chairman,
Nature of Business: Rotary Club,
Start date: 07/01/2026,
Address: 1068 Chestnut St. Newton, MA 02464.,
Duties: select high school sophomores to attend the annual Rotary Youth Leadership Awards weekend,
2 total hours per month; 2 during securities trading hours,
Not investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth E Davis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth E Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2006 - Present
PARK AVENUE SECURITIES LLC
Office #1: 160 Gould Street Suite 310, Needham, MA 02494RIA
BD
CRD#: 46173
NEEDHAM, MA
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 160 Gould Street Suite 310, Needham, MA 02494RIA
BD
CRD#: 46173
NEEDHAM, MA
Past
October 5, 1982 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
Past
April 6, 1982 - January 10, 1990
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
January 16, 1981 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/3/1999)
RR
Florida(10/21/2008)
RR
Massachusetts(5/3/1999)
IAR
Massachusetts(3/15/2006)
RR
New Hampshire(3/27/2020)
IAR
New Hampshire(1/7/2023)
RR
New York(5/3/1999)
RR
Oregon(11/20/2025)
IAR
Oregon(11/20/2025)
RR
Rhode Island(2/2/2023)
RR
Texas(9/24/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
