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MS

Mark E. Santaguida

EQT PARTNERS BD
New York, NY 10167
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CRD#: 7217096
MS

Professional summary


Mark Emilio Santaguida, who also goes by Mark Santaguida, is a registered financial professional currently at EQT PARTNERS BD, LLC located in New York, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2020. Mark has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mark Santaguida

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Emilio Santaguida's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 14, 2025 - Present

EQT PARTNERS BD, LLC

Office #1: 245 Park Avenue 34th Floor, New York, NY, 10167
BD
CRD#: 322826
New York, NY
Past

March 12, 2020 - October 1, 2024

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PRINCETON, NJ
Past

February 6, 2020 - October 1, 2024

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/14/2025)
RR
Alaska
(1/14/2025)
RR
Arizona
(1/14/2025)
RR
Arkansas
(1/14/2025)
RR
California
(1/14/2025)
RR
Colorado
(1/14/2025)
RR
Connecticut
(1/14/2025)
RR
Delaware
(1/14/2025)
RR
District of Columbia
(1/14/2025)
RR
Florida
(1/14/2025)
RR
Georgia
(1/14/2025)
RR
Hawaii
(1/14/2025)
RR
Idaho
(1/14/2025)
RR
Illinois
(1/14/2025)
RR
Indiana
(1/14/2025)
RR
Iowa
(1/14/2025)
RR
Kansas
(1/14/2025)
RR
Kentucky
(1/14/2025)
RR
Louisiana
(1/14/2025)
RR
Maine
(1/14/2025)
RR
Maryland
(1/14/2025)
RR
Massachusetts
(1/14/2025)
RR
Michigan
(1/14/2025)
RR
Minnesota
(1/14/2025)
RR
Mississippi
(1/14/2025)
RR
Missouri
(1/14/2025)
RR
Montana
(1/14/2025)
RR
Nebraska
(1/14/2025)
RR
Nevada
(1/14/2025)
RR
New Hampshire
(1/14/2025)
RR
New Jersey
(1/14/2025)
RR
New Mexico
(1/14/2025)
RR
New York
(1/14/2025)
RR
North Carolina
(1/14/2025)
RR
North Dakota
(1/14/2025)
RR
Ohio
(1/14/2025)
RR
Oklahoma
(1/14/2025)
RR
Oregon
(1/14/2025)
RR
Pennsylvania
(1/14/2025)
RR
Puerto Rico
(1/14/2025)
RR
Rhode Island
(1/14/2025)
RR
South Carolina
(1/14/2025)
RR
South Dakota
(1/14/2025)
RR
Tennessee
(1/14/2025)
RR
Texas
(1/14/2025)
RR
Utah
(1/14/2025)
RR
Vermont
(1/14/2025)
RR
Virgin Islands
(1/14/2025)
RR
Virginia
(1/14/2025)
RR
Washington
(1/14/2025)
RR
West Virginia
(1/14/2025)
RR
Wisconsin
(1/14/2025)
RR
Wyoming
(1/14/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/12/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/6/2020
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


EP
EQT PARTNERS BD, LLC
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC

CRD#: 322826 / SEC#: , 8-70966

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Phone number
(484) 531-7456
Established
Delaware since 07/28/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EQT EXETER HOLDINGS US INC.SOLE MEMBER
BREEN, BARRY EAMONCHIEF COMPLIANCE OFFICER, SECRETARY, DIRECTOR
GAUR, ALOKCHIEF EXECUTIVE OFFICER & DIRECTOR4693996
HOUSHMAND, ALIDIRECTOR4980374
RUTITSKIY, DMITRIYFINOP/PFO/POO6117665

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQT PARTNERS BD, LLC

CRD#: 322826New York, NY 10167

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