Michael D. Walsh

ASHFORD INVESTMENT ADVISORS

Daytona Beach, FL 32118

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CRD#: 721648

Professional summary

Michael Dennis Walsh is a registered financial advisor currently at ASHFORD INVESTMENT ADVISORS located in Daytona Beach, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Michael has worked at 5 firms and has passed the Series 63, Series 7, Series 3, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dennis Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 1999 - Present

ASHFORD INVESTMENT ADVISORS

Office #1: 629 N Peninsula Drive, Daytona Beach, FL 32118

RIA

CRD#: 141587

Daytona Beach, FL

Past

March 17, 1999 - February 29, 2000

ARGUS SECURITIES, INC.

CRD#: 7400

HALLANDALE, FL

Past

March 10, 1997 - March 24, 1999

C.B. HILL & ASSOCIATES, INC.

CRD#: 23786

JACKSONVILLE, FL

Past

August 26, 1991 - July 7, 1997

MORGAN GRANT CAPITAL CORP.

CRD#: 28595

GARDEN CITY, NY

Past

December 22, 1980 - January 4, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/30/1999)

IAR

Texas
(4/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/19/1991

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/14/1990

National Commodity Futures Examination

Principal/Supervisory Exam

Series 4

Date: 8/29/1991

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/2/1991

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/1991

General Securities Principal Examination

Current Firm

ASHFORD INVESTMENT ADVISORS

ASHFORD INVESTMENT ADVISORS | WALSH CONSULTING GROUP INC

CRD#: 141587 / SEC#:

Florida

Registered Investment Advisory firm - (9/29/1998 Approved)

Louisiana

Registered Investment Advisory firm - (1/30/2025 Approved)

Texas

Registered Investment Advisory firm - (4/16/2020 Conditional Restricted)

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Contact information

Main Address

629 N Peninsula Drive, Daytona Beach, FL 32118

Mailing Address

Phone number

(386) 523-9500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 76,441,486

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael D. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dennis Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGUS SECURITIES, INC.

C.B. HILL & ASSOCIATES, INC.

MORGAN GRANT CAPITAL CORP.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/1992

Series 7

Date: 6/19/1991

Series 3

Date: 9/14/1990

Series 4

Date: 8/29/1991

Series 27

Date: 8/2/1991

Series 24

Date: 7/19/1991

Current Firm

ASHFORD INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASHFORD INVESTMENT ADVISORS

TRUST BUT VERIFY

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