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MP

Mengwei Peng

PACIFIC CENTURY SECURITIES
New York, NY 10017
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CRD#: 7215315
MP
Mengwei PengPACIFIC CENTURY SECURITIES

Professional summary


Mengwei Peng, who also goes by Oliver Peng, is a registered financial professional currently at PACIFIC CENTURY SECURITIES, LLC located in New York, New York.

Mengwei is registered as a RR (Registered Representative) and started their career in finance in 2020. Mengwei has worked at 3 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Aliases


Oliver Peng

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mengwei Peng's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 15, 2026 - Present

PACIFIC CENTURY SECURITIES, LLC

Office #1: 747 3rd Ave #2101, New York, NY 10017
BD
CRD#: 131607
New York, NY
Past

July 11, 2023 - July 30, 2025

AC SUNSHINE SECURITIES LLC

BD
CRD#: 317903
Orlando, FL
Past

September 8, 2021 - August 10, 2023

UNIVEST SECURITIES, LLC

RIA
CRD#: 36105
NEW YORK, NY
Past

June 29, 2020 - July 19, 2024

UNIVEST SECURITIES, LLC

BD
CRD#: 36105
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/15/2026)
RR
New York
(6/15/2026)
RR
Virginia
(6/15/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/9/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/12/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/29/2020
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


PC
PACIFIC CENTURY SECURITIES, LLC
AMBATA SECURITIES, LLC | VISION FUEL CAPITAL, LLC | PACIFIC CENTURY SECURITIES, LLC | GYRE SECURITIES, LLC

CRD#: 131607 / SEC#: , 8-66487

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
747 3rd Ave #2101, New York, NY 10017
Mailing Address
747 3rd Ave #2101, New York, NY 10017
Phone number
(212) 970-8868
Established
Florida since 03/02/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PACIFIC CENTURY CAPITAL, INCOWNER
NIXON, JON ALANFINOP/CFO4710715
ONG, FRANCIS KCEO, AMLCO, AND EXEC REP2016903
SMULEVITZ, CHARLES DAVIDCCO5099387

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PACIFIC CENTURY SECURITIES, LLC

CRD#: 131607New York, NY 10017

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