Stanley L. Mead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Lester Mead CFP, CFP®, who also goes by Stanley Lester Mead, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1980. Stanley had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2015 - October 30, 2017
ANDINA FAMILY OFFICES
January 2, 2015 - March 4, 2015
OSAIC WEALTH, INC.
December 12, 2014 - March 4, 2015
OSAIC WEALTH, INC.
May 20, 2013 - December 31, 2014
MML INVESTORS SERVICES, LLC
May 6, 2013 - December 31, 2014
MML INVESTORS SERVICES, LLC
October 6, 2010 - November 1, 2011
EQUITY SERVICES, INC.
July 18, 2005 - April 15, 2010
EQUITY SERVICES, INC.
March 30, 2005 - November 1, 2011
EQUITY SERVICES, INC.
March 2, 2000 - February 15, 2005
AON SECURITIES LLC
June 11, 1992 - December 31, 1999
EQUITY SERVICES, INC.
March 14, 1991 - June 16, 1992
WS GRIFFITH SECURITIES, INC.
March 14, 1991 - June 16, 1992
HOME LIFE INSURANCE COMPANY
October 24, 1988 - December 1, 1989
INTERCAP FINANCIAL CORPORATION
February 9, 1987 - July 29, 1988
CHRISTOPHER WEIL & COMPANY, INC
December 22, 1981 - June 25, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
December 22, 1980 - March 14, 1984
SECURITIES RESOURCE GROUP, LTD.
Primary Firm SEC Registration
ANDINA FAMILY OFFICES
CRD#: 151762 / SEC#: 801-80633
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANDINA FAMILY OFFICES
CRD#: 151762 / SEC#: 801-80633
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,341 |
| AUM (Assets Under Management) | $ 1,016,634,723 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
