Konner L. Christie
SPECTRUM WEALTH ADVISORY GROUP | Wealth Advisor
San Diego, CA
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CRD#: 7214153
Professional summary
Konner L Christie, CFP® is a registered financial advisor currently at SPECTRUM WEALTH ADVISORY GROUP, LLC located in San Diego, California and LPL FINANCIAL LLC located in San Diego, California.
Konner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Konner has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Konner is a wealth advisor located in our San Diego office, focused on constructing wholistic financial plans and tailored investment solutions to executives, families, and business owners. Prior to joining Spectrum Wealth Advisors, Konner previously served as a financial counselor at Goldman Sachs for Fortune 500 corporate executives. His background provided great insight into strategic benefit planning and supporting high-net-worth families.
Konner earned his Bachelor of Science in Business Administration from Biola University. He holds the CFP® designation alongside the series 7 and 66 registrations through LPL Financial.
Outside of work, Konner thrives when he is staying active. At the moment, he enjoys the challenge of surfing and golfing. He is happily married to his wife Tanna and looks forward to traveling the world with her for many years ahead.
Question & Answer
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
401(k)/403(b)/IRAs
Career Change
Investment Management
Mutual Funds
Retirement
Stocks & Bonds
Sudden Wealth
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/22/2023 - Spectrum Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/04/2023 - Spectrum Wealth Advisory Group.LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Busin08/21/2023 - 40 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Spectrum Wealth Advisory Group.LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Konner L Christie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 8, 2023 - Present
SPECTRUM WEALTH ADVISORY GROUP, LLC
RIA
CRD#: 298632
San Diego, CA
Current
September 26, 2023 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
SAN DIEGO, CA
Past
January 4, 2021 - September 14, 2023
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
SAN DIEGO, CA
Past
May 12, 2020 - September 14, 2023
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
Newport Beach, CA
Past
February 24, 2020 - January 4, 2021
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPECTRUM WEALTH ADVISORY GROUP, LLC
SPECTRUM WEALTH ADVISORS | SPECTRUM WEALTH ADVISORY GROUP, LLC
CRD#: 298632 / SEC#: 801-114024
RIA
Registered Investment Advisory firm - (9/21/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/8/2023)
RR
California(9/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/24/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SPECTRUM WEALTH ADVISORY GROUP, LLC
SPECTRUM WEALTH ADVISORS | SPECTRUM WEALTH ADVISORY GROUP, LLC
CRD#: 298632 / SEC#: 801-114024
RIA
Registered Investment Advisory firm - (9/21/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746
Mailing Address
Phone number
(916) 772-5970
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 604 |
| AUM (Assets Under Management) | $ 370,021,321 |
Red Flags
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Company Information
SPECTRUM WEALTH ADVISORY GROUP, LLC
Wealth AdvisorCRD#: 298632San Diego, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
