Peter J. Nagle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Nagle, who also goes by Peter Nagle, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1980. Peter had worked at 5 firms and has passed the Series 63, Series 52, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2016 - April 4, 2017
MERCER GLOBAL ADVISORS INC.
December 6, 2010 - December 31, 2015
SPRUCE HILL CAPITAL, LLC
June 30, 2000 - November 8, 2010
COMMONWEALTH FINANCIAL NETWORK
September 17, 1987 - March 19, 2004
FAIRFIELD FINANCIAL GROUP, INC.
July 26, 1986 - November 8, 2010
COMMONWEALTH FINANCIAL NETWORK
December 26, 1980 - July 28, 1986
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/8/2002
Corporate Securities Limited Representative ExaminationCurrent Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
