BK
Bernard W. Konowski
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
WAYLAND, MA
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CRD#: 721372
BK
Professional summary
Bernard Walter Konowski, CFP®, who also goes by Barney W Konowski, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Wayland, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Wayland, Massachusetts.
Bernard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Bernard has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Education Planning
Insurance Planning
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
Barney W Konowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BARNEY W KONOWSKI, 17 HAPPY HOLLOW ROAD, WAYLAND, MA 01778; INVESTMENT RELATED; OWNER/TAX PREPARER; START DATE: 11/1/79; 300 HR/YR, 2 HR DURING SECURITIES TRADING HRS; PREPARE TAX RETURNS FOR INDIVIDUALS, PROVIDE CONSULTING AND FINANCIAL COUNSELING, ETC. ALSO PERFORM QUALITY CONTROL REVIEW OF SELECT TAX RETURNS FOR A LOCAL TAX PRACTIONEER'S PRACTICE IN MID FEBRUARY THRU MID APRIL. 2) BARNEY W KONOWSKI, INDEPENDENT INSURANCE AGENT, 17 HAPPY HOLLOW RD, WAYLAND, MA, 11/1979 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/MO - 1/TRADING. 3) REAL ESTATE PARTNERSHIP, DONALD EGAN AND BARNEY KONOWSKI, 4220 BLACKHAWK MEADOW CT, DANVILLE, CA 94526. NOT INVESTMENT RELATED. BEGAN 6/73 AS 50% PARTNER IN REAL ESTATE. DEVOTES 1 HR/MNTH 0/TRADE. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 12/TRADING. 08/04/09 5) GOOD SHEPHERD PARISH KNIGHTS OF COLUMBUS COUNCIL, 124 COCHITUATE ROAD, WAYLAND, MA, 10/19/17, NIR, 3 HR/MO- 1/TRADING HR.
CRS (Client Relationship Summary) - RIA
Click below to view Bernard Walter Konowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1984
Experience
Current
April 16, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
WAYLAND, MA
Current
August 4, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
WAYLAND, MA
Past
April 14, 1994 - December 22, 2009
CREATIVE FINANCIAL PLANNING
RIA
CRD#: 129529
WAYLAND, MA
Past
November 2, 1983 - August 5, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
WAYLAND, MA
Past
March 10, 1983 - November 1, 1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BD
CRD#: 5774
Past
February 9, 1982 - March 29, 1983
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Past
December 26, 1980 - January 19, 1982
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/4/2009)
RR
Connecticut(8/4/2009)
RR
Florida(8/4/2009)
RR
Maine(8/4/2009)
RR
Massachusetts(8/4/2009)
IAR
Massachusetts(4/16/2013)
RR
Michigan(6/27/2014)
RR
New Hampshire(8/4/2009)
RR
New Jersey(10/21/2013)
RR
New York(8/4/2009)
RR
North Carolina(8/4/2009)
RR
Pennsylvania(8/4/2009)
RR
Rhode Island(8/4/2009)
RR
Texas(1/2/2015)
IAR
Texas(1/4/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
