James S. Boys

AE WEALTH MANAGEMENT

Martinsville, IN 46151

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CRD#: 721319

Professional summary

James S Boys, who also goes by James Stephen Boys, Jim Boys, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Martinsville, Indiana.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. James has worked at 15 firms and has passed the Series 63, Series 65, SIE and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Stephen Boys | Jim Boys

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) BOYS & COLLINS FINANCIAL GROUP; YES INVESTMENT RELATED; 458 S MAIN ST, MARTINSVILLE IN 46151; INSURANCE SALES; REPRESENTATIVE; START DATE 12/2016; APPROX 20 HRS/MONTH; APPROX 20 HRS/MONTH DURING TRADING HOURS; INDEPENDENT INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James S Boys's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2018 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 458 S Main St, Martinsville, IN 46151

RIA

CRD#: 282580

Martinsville, IN

Past

June 18, 2003 - July 31, 2018

CFD INVESTMENTS, INC.

CRD#: 25427

MARTINSVILLE, IN

Past

May 14, 2003 - July 31, 2018

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

MARTINSVILLE, IN

Past

July 18, 2002 - May 5, 2003

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

MARTINSVILLE, IN

Past

March 15, 2002 - May 5, 2003

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

September 16, 1999 - March 18, 2002

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

December 13, 1994 - September 24, 1999

CFD INVESTMENTS, INC.

CRD#: 25427

KOKOMO, IN

Past

December 8, 1994 - September 24, 1999

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

December 8, 1994 - September 27, 1999

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

November 5, 1992 - December 1, 1994

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

October 13, 1989 - December 31, 1992

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

November 9, 1988 - October 28, 1989

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

January 5, 1988 - November 29, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Past

June 23, 1987 - January 22, 1988

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

May 26, 1987 - June 26, 1987

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Past

January 15, 1987 - June 12, 1987

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

July 7, 1986 - January 19, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

Past

August 1, 1983 - July 8, 1986

PW SECURITIES, INC.

CRD#: 6775

Past

December 30, 1980 - August 25, 1983

ASTRA FUND DISTRIBUTORS CORP.

CRD#: 6930

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/30/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/20/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 26

Date: 7/12/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James S. Boys

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James S Boys's CRS (Customer Relationship Summary).

Certified licenses

Experience

CFD INVESTMENTS, INC.

CREATIVE FINANCIAL DESIGNS, INC.

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

SECURITIES SERVICE NETWORK, LLC

CFD INVESTMENTS, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

ONEAMERICA SECURITIES, INC.

IFG NETWORK SECURITIES, INC.

PLANNED INVESTMENTS INC.

INVESTACORP, INC.

FSC SECURITIES CORPORATION

ADVANTAGE CAPITAL CORPORATION

THE O.N. EQUITY SALES COMPANY

ADVANTAGE CAPITAL CORPORATION

FSC SECURITIES CORPORATION

PW SECURITIES, INC.

ASTRA FUND DISTRIBUTORS CORP.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/30/2003

Series 65

Date: 10/20/1999

SIE

Date: 7/31/2018

Series 26

Date: 7/12/2002

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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