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LS

Lorena Souza Brasil

STONEX FINANCIAL
Winter Park, FL 32789
Some features on this profile are disabled
CRD#: 7212945
LS

Professional summary

Lorena Souza Brasil is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida and STONEX SECURITIES INC. located in Winter Park, Florida.

Lorena is registered as a RR (Registered Representative) and started their career in finance in 2020. Lorena has worked at 7 firms and has passed the Series 3, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lorena Souza Brasil's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 23, 2022 - Present

STONEX FINANCIAL INC.

Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789
BD
CRD#: 45993
Winter Park, FL
Current

October 4, 2022 - Present

STONEX SECURITIES INC.

Office #1: 329 Park Avenue N. Suite 350, Winter Park, FL 32789
BD
CRD#: 18456
Winter Park, FL
Current

September 5, 2025 - Present

R.J. O'BRIEN SECURITIES, LLC

Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789
BD
CRD#: 143624
WINTER PARK, FL
Current

September 5, 2025 - Present

THE BENCHMARK COMPANY, LLC

Office #1: 150 E 58th Street 17th Floor, New York, NY 10155
BD
CRD#: 22982
New York, NY
Past

October 4, 2022 - December 31, 2024

STONEX OUTSOURCED SERVICES LLC

BD
CRD#: 30773
WINTER PARK, FL
Past

March 16, 2022 - September 13, 2022

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
PLANTATION, FL
Past

June 12, 2020 - March 1, 2022

AVENUE SECURITIES LLC

BD
CRD#: 292589
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 3
Date: 4/11/2022
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/12/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/24/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/8/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TB
THE BENCHMARK COMPANY, LLC
BENCHMARK-PELLINORE GROUP, INC. | THE BENCHMARK COMPANY, LLC | THE BENCHMARK COMPANY, INC. | PELLINORE SECURITIES CORP.

CRD#: 22982 / SEC#: , 8-40081

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
150 E 58th Street 17th Floor, New York, NY 10155
Mailing Address
150 E 58th Street 17th Floor, New York, NY 10155
Phone number
(212) 312-6700
Established
Delaware since 02/21/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER
HASSON, KIM-MARIECCO/AML COMPLIANCE OFFICER4021977
MESSINA, RICHARDPRESIDENT1361661
SCHIRRIPA, THOMAS NCFO/FINOP/PFO/POO2231180

Disclosures

Regulatory Event17
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE BENCHMARK COMPANY, LLC

CRD#: 22982Winter Park, FL 32789

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