KN
Kasey L. Nelson
KOSS-OLINGER CONSULTING.
Gainesville, FL 32606
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CRD#: 7212391
KN
Professional summary
Kasey Leigh Nelson is a registered financial advisor currently at KOSS-OLINGER CONSULTING, LLC. located in Gainesville, Florida.
Kasey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Kasey has worked at 3 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Koss Olinger and Company; 2700 NW 43rd Street, Ste. A, Gainesville, Florida 32606; Operations Analyst; Meeting Prep; Processing Checks; Billing/Reporting team; Various Operations tasks; YES Investment Related; Start Date 6/14/2021; Approximately 40+ hrs. per month; Salary received.///
CRS (Client Relationship Summary) - RIA
Click below to view Kasey Leigh Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2021 - Present
KOSS-OLINGER CONSULTING, LLC.
Office #1: 2700-a Nw 43rd Street, Gainesville, FL 32606RIA
CRD#: 111855
Gainesville, FL
Past
January 7, 2023 - December 31, 2024
VALMARK SECURITIES, INC.
BD
CRD#: 31243
GAINESVILLE, FL
Past
February 3, 2020 - June 15, 2021
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC
RIA
CRD#: 139806
PALM COAST, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KOSS-OLINGER CONSULTING, LLC.
KOSS OLINGER CONSULTING, LLC | KOSS-OLINGER CONSULTING, LLC. | KOSS-OLINGER CONSULTING, INC.
CRD#: 111855 / SEC#: 801-58175
RIA
Registered Investment Advisory firm - (11/24/2000 Approved)North Carolina
Registered Investment Advisory firm - (3/18/2016 Terminated)Ohio
Registered Investment Advisory firm - (3/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
KC
KOSS-OLINGER CONSULTING, LLC.
KOSS OLINGER CONSULTING, LLC | KOSS-OLINGER CONSULTING, LLC. | KOSS-OLINGER CONSULTING, INC.
CRD#: 111855 / SEC#: 801-58175
RIA
Registered Investment Advisory firm - (11/24/2000 Approved)North Carolina
Registered Investment Advisory firm - (3/18/2016 Terminated)Ohio
Registered Investment Advisory firm - (3/14/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2700-a Nw 43rd Street, Gainesville, FL 32606
Mailing Address
Phone number
(352) 373-3337
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,083 |
| AUM (Assets Under Management) | $ 2,083,486,916 |
Red Flags
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Company Information
KOSS-OLINGER CONSULTING, LLC.
CRD#: 111855Gainesville, FL 32606TRUST BUT VERIFY
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