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MH

Mohammad A. Hussaini

THALES INVESTMENT SERVICES
Tampa, FL 33647
Some features on this profile are disabled
CRD#: 7212222
MH

Professional summary

Mohammad Abdullah Hussaini is a registered financial advisor currently at THALES INVESTMENT SERVICES, INC. located in Tampa, Florida.

Mohammad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Mohammad has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mohammad Abdullah Hussaini's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 2019 - Present

THALES INVESTMENT SERVICES, INC.

Office #1: 10347 Cross Creek Boulevard, Tampa, FL 33647
RIA
CRD#: 160774
Tampa, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/27/2020)
IAR
Texas
(12/20/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/4/2019
Uniform Investment Adviser Law Examination

Current Firm

TI
THALES INVESTMENT SERVICES, INC.
THALES INVESTMENT SERVICES, INC.

CRD#: 160774 / SEC#:

Florida
Registered Investment Advisory firm - (1/23/2020 Approved)
Texas
Registered Investment Advisory firm - (7/3/2012 Approved)
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Contact information

Main Address
Houston, TX
Mailing Address
Phone number
(646) 491-2210
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts43
AUM (Assets Under Management)$ 2,932,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THALES INVESTMENT SERVICES, INC.

CRD#: 160774Tampa, FL 33647

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