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MH

Michael B. Hammond

HURON TRANSACTION ADVISORY
NEW YORK, NY 10036
Some features on this profile are disabled
CRD#: 721201
MH
Michael Bennett HammondHURON TRANSACTION ADVISORY

Professional summary

Michael Bennett Hammond is a registered financial professional currently at HURON TRANSACTION ADVISORY LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 9 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 50, Series 7, Series 24 and Series 53 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Bennett Hammond's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2025 - Present

HURON TRANSACTION ADVISORY LLC

Office #1: 1166 Avenue Of The Americas 3rd Floor, New York, NY 10036
BD
CRD#: 166959
NEW YORK, NY
Past

September 27, 2023 - October 2, 2025

HURON TRANSACTION ADVISORY LLC

BD
CRD#: 166959
CHICAGO, IL
Past

January 13, 2012 - March 3, 2023

H2C SECURITIES INC.

BD
CRD#: 7169
SAN DIEGO, CA
Past

June 1, 2007 - September 19, 2011

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
NEW YORK, NY
Past

October 10, 2001 - June 14, 2007

SHATTUCK HAMMOND PARTNERS LLC

BD
CRD#: 113645
NEW YORK, NY
Past

May 21, 1998 - October 30, 2001

PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC

BD
CRD#: 41461
NEW YORK, NY
Past

May 5, 1993 - May 21, 1998

SHATTUCK HAMMOND PARTNERS INC.

BD
CRD#: 32241
NEW YORK, NY
Past

April 27, 1990 - May 11, 1993

CAIN BROTHERS & COMPANY, LLC

BD
CRD#: 13649
NEW YORK, NY
Past

December 8, 1987 - April 3, 1989

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

December 24, 1980 - December 24, 1987

SALOMON BROTHERS INC.

BD
CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/10/2025)
RR
Connecticut
(10/10/2025)
RR
Florida
(10/10/2025)
RR
Kentucky
(10/10/2025)
RR
New York
(10/10/2025)
RR
North Carolina
(10/10/2025)
RR
Pennsylvania
(10/10/2025)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 11/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Status Unavailable
Passed: 9/27/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Status Unavailable
Passed: 8/31/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 12/20/1980
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 5/8/2000
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Status Unavailable
Passed: 2/28/1997
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HT
HURON TRANSACTION ADVISORY LLC
HURON CORPORATE FINANCE LLC | HURON TRANSACTION ADVISORY LLC

CRD#: 166959 / SEC#: , 8-69237

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
550 West Van Buren Street, Suite 1700, Chicago, IL 60607
Mailing Address
550 West Van Buren Street, Suite 1700, Chicago, IL 60607
Phone number
(312) 583-8700
Established
Delaware since 01/30/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
HURON CONSULTING GROUP HOLDINGS LLCPARENT
BODINE, JOHN MICHAELVICE PRESIDENT, PRINCIPAL, MANAGER, EXECUTIVE REPRESENTATIVE4790936
CALDER-KATZ, HOPE ELLENSECRETARY8015749
LENART, BRIAN DOUGLASFINOP, CFO, PFO/POO, CCO, AMLCO736107
PLAIA, STEPHANIE DIANEPRINCIPAL7480477

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HURON TRANSACTION ADVISORY LLC

CRD#: 166959New York, NY 10036

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