Michael B. Hammond

HURON TRANSACTION ADVISORY LLC

New York, NY 10036

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CRD#: 721201

Professional summary

Michael Bennett Hammond is a registered financial professional currently at HURON TRANSACTION ADVISORY LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 9 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 50, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Bennett Hammond's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2025 - Present

HURON TRANSACTION ADVISORY LLC

Office #1: 1166 Avenue Of The Americas 3rd Floor, New York, NY 10036

CRD#: 166959

New York, NY

Past

September 27, 2023 - October 2, 2025

HURON TRANSACTION ADVISORY LLC

CRD#: 166959

CHICAGO, IL

Past

January 13, 2012 - March 3, 2023

H2C SECURITIES INC.

CRD#: 7169

SAN DIEGO, CA

Past

June 1, 2007 - September 19, 2011

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

NEW YORK, NY

Past

October 10, 2001 - June 14, 2007

SHATTUCK HAMMOND PARTNERS LLC

CRD#: 113645

NEW YORK, NY

Past

May 21, 1998 - October 30, 2001

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

CRD#: 41461

CHICAGO, IL

Past

May 5, 1993 - May 21, 1998

SHATTUCK HAMMOND PARTNERS INC.

CRD#: 32241

NEW YORK, NY

Past

April 27, 1990 - May 11, 1993

CAIN BROTHERS & COMPANY, LLC

CRD#: 13649

NEW YORK, NY

Past

December 8, 1987 - April 3, 1989

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

December 24, 1980 - December 24, 1987

SALOMON BROTHERS INC.

CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/10/2025)

Connecticut
(10/10/2025)

Florida
(10/10/2025)

Kentucky
(10/10/2025)

New York
(10/10/2025)

North Carolina
(10/10/2025)

Pennsylvania
(10/10/2025)

Tennessee
(10/10/2025)

Exams

State Security Law Exam

Series 63

Date: 11/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/27/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 8/31/2017

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 12/20/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/8/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/28/1997

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HURON TRANSACTION ADVISORY LLC

HURON CORPORATE FINANCE LLC | HURON TRANSACTION ADVISORY LLC

CRD#: 166959 / SEC#: , 8-69237

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

550 West Van Buren Street, Suite 1700, Chicago, IL 60607

Mailing Address

550 West Van Buren Street, Suite 1700, Chicago, IL 60607

Phone number

(312) 583-8700

Established

Delaware since 01/30/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HURON CONSULTING GROUP HOLDINGS LLC	PARENT
BODINE, JOHN MICHAEL	PRINCIPAL, EXECUTIVE REPRESENTATIVE	4790936
CALDER-KATZ, HOPE ELLEN	SECRETARY	8015749
LENART, BRIAN DOUGLAS	FINOP, CFO, PFO/POO, CCO, AMLCO	736107

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael B. Hammond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Bennett Hammond's CRS (Customer Relationship Summary).

Certified licenses

Experience

HURON TRANSACTION ADVISORY LLC

H2C SECURITIES INC.

MORGAN KEEGAN & COMPANY, LLC

SHATTUCK HAMMOND PARTNERS LLC

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

SHATTUCK HAMMOND PARTNERS INC.

CAIN BROTHERS & COMPANY, LLC

MORGAN STANLEY & CO. LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/7/2000

Series 52TO

Date: 9/27/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 50

Date: 8/31/2017

Series 7

Date: 12/20/1980

Series 24

Date: 5/8/2000

Series 53

Date: 2/28/1997

FINRA

Current Firm

HURON TRANSACTION ADVISORY LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HURON TRANSACTION ADVISORY LLC

TRUST BUT VERIFY

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