Winfred Tubbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Winfred Tubbs was a registered financial professional .
Winfred is a previously registered financial professional and started their career in finance in 2020. Winfred had worked at 1 firm .
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2020 - March 31, 2025
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC
CRD#: 138524 / SEC#: 801-65121
Contact information
Regulatory assets under management
| Total Number of Accounts | 370 |
| AUM (Assets Under Management) | $ 277,824,194 |
Red Flags
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