Lorena O. Figueroa
Professional summary
Lorena Ochoa Figueroa, who also goes by Lorena Aldana, Lore Figueroa, Lorena Figueroa, Lori Figueroa, Lorena Pena Ochoa, Lorena Ochoa, Lori Ochoa, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Friendswood, Texas.
Lorena is registered as a RR (Registered Representative) and started their career in finance in 2020. Lorena has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lorena Ochoa Figueroa's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Baybrook Mall 18710 Gulf Freeway, Friendswood, TX 77546May 29, 2020 - April 28, 2026
J.P. MORGAN SECURITIES LLC
February 19, 2020 - April 28, 2026
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/19/2020
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Friendswood, TX 77546TRUST BUT VERIFY
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