Mark L. Claster
Professional summary
Mark Lee Claster, who also goes by Mark L Claster, is a registered financial professional currently at CARL MARKS SECURITIES LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1980. Mark has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Lee Claster's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2007 - Present
CARL MARKS SECURITIES LLC
Office #1: 900 Third Avenue 10th Floor Suite 1003, New York, NY, 10022February 2, 1990 - May 27, 1999
CARL MARKS & CO., INC.
March 10, 1988 - July 10, 1989
SMITH NEW COURT, INC.
December 31, 1980 - March 16, 1988
CARL MARKS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2012)
(2/29/2008)
(11/29/2007)
(8/27/2012)
(1/17/2008)
(8/28/2012)
(8/28/2012)
(9/12/2012)
(8/28/2012)
(11/29/2012)
(4/8/2025)
(12/4/2007)
(10/19/2007)
(12/18/2013)
(8/29/2012)
(8/28/2012)
(6/23/2009)
(8/23/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CARL MARKS SECURITIES LLC
CRD#: 144209 / SEC#: , 8-67642
Contact information
FINRA licenses (46 States and Territories)
Red Flags
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