Cody L. Jones
Professional summary
Cody Lamar Jones, who also goes by Cody L Jones, is a registered financial professional currently at VESTWELL SECURITIES, LLC located in New York, New York.
Cody is registered as a RR (Registered Representative) and started their career in finance in 2020. Cody has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cody Lamar Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2026 - Present
VESTWELL SECURITIES, LLC
Office #1: 360 Madison Avenue 15th Floor, New York, NY 10017October 9, 2020 - March 15, 2026
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 31, 2020 - September 18, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/4/2021
General Securities Representative ExaminationSeries 6TO
Date: 1/31/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VESTWELL SECURITIES, LLC
CRD#: 331531 / SEC#: , 8-71272
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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