Peter C. Keefe

ROCKBRIDGE CAPITAL MANAGEMENT

ALEXANDRIA, VA 22314

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CRD#: 720981

Professional summary

Peter Creighton Keefe, CFA is a registered financial advisor currently at ROCKBRIDGE CAPITAL MANAGEMENT located in Alexandria, Virginia.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Peter has worked at 3 firms and has passed the Series 65, Series 63, Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Creighton Keefe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 6, 2024 - Present

ROCKBRIDGE CAPITAL MANAGEMENT

Office #1: 225 Reinekers Lane Suite 625, Alexandria, VA 22314

RIA

CRD#: 329880

ALEXANDRIA, VA

Past

June 9, 2005 - May 14, 2024

AVENIR CORPORATION

RIA

CRD#: 110545

ALEXANDRIA, VA

Past

July 10, 1981 - May 22, 1991

JOHNSTON, LEMON & CO. INCORPORATED

CRD#: 473

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCKBRIDGE CAPITAL MANAGEMENT

ROCKBRIDGE CAPITAL MANAGEMENT | ROCKBRIDGE CAPITAL MANAGEMENT, LLC

CRD#: 329880 / SEC#: 801-129762

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/6/2024)

IAR

Virginia
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 3/18/1989

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 12/20/1980

General Securities Representative Examination

Current Firm

ROCKBRIDGE CAPITAL MANAGEMENT

ROCKBRIDGE CAPITAL MANAGEMENT | ROCKBRIDGE CAPITAL MANAGEMENT, LLC

CRD#: 329880 / SEC#: 801-129762

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

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Contact information

Main Address

225 Reinekers Lane Suite 625, Alexandria, VA 22314

Mailing Address

Phone number

(571) 982-5398

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROCKBRIDGE CAPITAL MANAGEMENT, LLC FORM ADV PART 2A: FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 189,431,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter C. Keefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Creighton Keefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVENIR CORPORATION

JOHNSTON, LEMON & CO. INCORPORATED

Primary Firm SEC Registration

ROCKBRIDGE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/1992

Series 63

Date: 1/16/1981

Series 16

Date: 3/18/1989

Series 7

Date: 12/20/1980

Current Firm

ROCKBRIDGE CAPITAL MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROCKBRIDGE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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