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RA

Robert S. Alex

REALTYX
Westport, CT 06880
Some features on this profile are disabled
CRD#: 7209724
RA

Professional summary

Robert S Alex JR, who also goes by Robert S Alex, is a registered financial professional currently at REALTYX, LLC located in Westport, Connecticut.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert S Alex

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert S Alex JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2022 - Present

REALTYX, LLC

Office #1: 62 Post Road West, Westport, CT 06880
BD
CRD#: 316304
Westport, CT
Past

August 19, 2021 - April 29, 2022

HEDGEBAY SECURITIES LLC

BD
CRD#: 121136
WESTPORT, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(6/16/2022)
RR
New Jersey
(10/12/2022)
RR
New York
(10/12/2022)
RR
Pennsylvania
(6/21/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 2/11/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/6/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RL
REALTYX, LLC
REALTYX, LLC

CRD#: 316304 / SEC#: , 8-70785

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
62 Post Road West, Westport, CT 06880
Mailing Address
62 Post Road West, Westport, CT 06880
Phone number
(203) 635-6850
Established
Delaware since 04/09/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BUILDING AND LAND TECHNOLOGY PE FUNDOWNER
HEDGEBAY HOLDINGS, LLCOWNER
TRIPLE POINT LIQUIDITY INC.OWNER
KURIAN, ANDREW SPENCERPRESIDENT/CFO/CCO/FINOP2756309
WALKER, SAMUEL SLOANVP - BUSINESS DEVELOPMENT1175890

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REALTYX, LLC

CRD#: 316304Westport, CT 06880

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