AJ
Adrian Jimenez
PRIME CAPITAL MARKETS
Chicago, IL 60605
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CRD#: 7209283
AJ
Professional summary
Adrian Jimenez is a registered financial professional currently at PRIME CAPITAL MARKETS, LLC located in Chicago, Illinois.
Adrian is registered as a RR (Registered Representative) and started their career in finance in 2026. Adrian has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Adrian Jimenez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2026 - Present
PRIME CAPITAL MARKETS, LLC
Office #1: 425 S. Financial Place, Suite 3160, Chicago, IL 60605BD
CRD#: 310298
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
Current Firm
PC
PRIME CAPITAL MARKETS, LLC
PRIME CAPITAL MARKETS, LLC
CRD#: 310298 / SEC#: , 8-70570
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information
Main Address
425 S. Financial Place Ste 3160, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 3160, Chicago, IL 60605
Phone number
(312) 986-7412
Established
Illinois since 06/26/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIME GROUP HOLDING LLC | MEMBER AND MANAGER | |
| BALCARCEL, JOSEPH ROBERT | CHIEF OPERATING OFFICER | 7492741 |
| CHLADA, THOMAS FRANCIS | CHIEF EXECUTIVE OFFICER | 1533996 |
| MACDONALD, DONNA JOY | CHIEF COMPLIANCE OFFICER | 1178698 |
| OULVEY, DAVID EUGENE | CHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL | 2279183 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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