Anders Daniel
Professional Summary
Anders Daniel, who also goes by Anders E Daniel, is a registered financial advisor currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota. Anders is registered as a RR (Registered Representative) and started their career in finance in 2020. Anders has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anders E Daniel
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.
Contact Information
Main Address
5701 Golden Hills Drive, Minneapolis, MN 55416-1297Mailing Address
P O Box 1117, Minneapolis, MN 55440-1117Phone Number
(763) 765-6500Established
Minnesota since 11/20/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | — |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| EBERHARD, DANIEL RICHARD | CHIEF FINANCIAL OFFICER | 8207554 |
| EBERHARD, DANIEL RICHARD | PRINCIPAL FINANCIAL OFFICER | 8207554 |
| EBERHARD, DANIEL RICHARD | PRINCIPAL OPERATIONS OFFICER | 8207554 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/1/2021)
(4/1/2021)
(3/5/2021)
(5/17/2021)
(4/1/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Anders Daniel's CRS (Customer Relationship Summary).
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