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Matthew Christopher Dian

ALLIANZ LIFE FINANCIAL SERVICES
MINNEAPOLIS, MN
·CRD# 2246088·34 years experience

Professional Summary

Matthew Christopher Dian, who also goes by Matt Dian, Matthew Christopher Dian, Matthew Dian, is a registered financial advisor currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1992. Matthew has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 27, Series 4, Series 53...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Dian, Matthew Christopher Dian, Matthew Dian

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ALLIANZ LIFE FINANCIAL SERVICES, LLC·CRD# 612
BD
5701 Golden Hills Drive, Minneapolis, MN 55416
July 11, 2025 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC·CRD# 612
BD
Minneapolis, MN
January 3, 2019 - January 10, 2025
QUESTAR ASSET MANAGEMENT, INC.·CRD# 133358
RIA
Minneapolis, MN
April 25, 2014 - July 15, 2019
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Minneapolis, MN
April 25, 2014 - July 15, 2019
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Oakdale, MN
January 22, 2014 - May 2, 2014
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
March 13, 1996 - May 2, 2014
AEGON USA SECURITIES INC.·CRD# 13302
BD
Cedar Rapids, IA
February 15, 1996 - March 8, 1996
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
August 17, 1992 - January 25, 1996

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Current Firm

AL
ALLIANZ LIFE FINANCIAL SERVICES, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.

CRD#: 612 / SEC#: 8-13630
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416-1297

Mailing Address

P O Box 1117, Minneapolis, MN 55440-1117

Phone Number

(763) 765-6500

Established

Minnesota since 11/20/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAOWNER—
DIAN, MATTHEW CHRISTOPHERCHIEF COMPLIANCE OFFICER2246088
EBERHARD, DANIEL RICHARDCHIEF FINANCIAL OFFICER8207554
EBERHARD, DANIEL RICHARDPRINCIPAL FINANCIAL OFFICER8207554
EBERHARD, DANIEL RICHARDPRINCIPAL OPERATIONS OFFICER8207554
GAUMOND, WILLIAM EDWARDDIRECTOR5294073
HELMEN, JOHN CURTISASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS4988276
LORD-KRAHN, KRISTINE MARIECHIEF LEGAL OFFICER4241291
THOMES, ERIC JONCHIEF EXECUTIVE OFFICER4645308
WALTHER, COREY JAYPRESIDENT2398952

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Minnesota
(7/11/2025)
RR
Oklahoma
(8/25/2026)
RR
Vermont
(8/25/2026)
RR
Washington
(6/4/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1994About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1992About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2018About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2001About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1995About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1994About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Christopher Dian's CRS (Customer Relationship Summary).

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