KT
Kevin Torres
BANKERS LIFE SECURITIES
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 7209027
KT
Professional summary
Kevin Torres is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2020. Kevin has worked at 4 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kevin Torres's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2024 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL 60601BD
CRD#: 173962
Chicago, IL
Past
February 27, 2023 - February 5, 2024
MONERE INVESTMENTS, INC.
BD
CRD#: 105487
SCHAUMBURG, IL
Past
August 15, 2022 - February 21, 2023
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
ELMHURST, IL
Past
March 3, 2020 - July 23, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PARK RIDGE,, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2024)
RR
Alaska(2/20/2024)
RR
Arizona(2/20/2024)
RR
Arkansas(2/20/2024)
RR
California(2/20/2024)
RR
Colorado(2/20/2024)
RR
Connecticut(2/20/2024)
RR
Delaware(2/20/2024)
RR
District of Columbia(2/20/2024)
RR
Florida(2/20/2024)
RR
Georgia(2/20/2024)
RR
Hawaii(2/20/2024)
RR
Idaho(2/20/2024)
RR
Illinois(2/8/2024)
RR
Indiana(2/20/2024)
RR
Iowa(2/20/2024)
RR
Kansas(2/20/2024)
RR
Kentucky(2/20/2024)
RR
Louisiana(2/20/2024)
RR
Maine(2/20/2024)
RR
Maryland(2/20/2024)
RR
Massachusetts(2/20/2024)
RR
Michigan(2/20/2024)
RR
Minnesota(2/20/2024)
RR
Mississippi(2/20/2024)
RR
Missouri(2/20/2024)
RR
Montana(2/20/2024)
RR
Nebraska(2/20/2024)
RR
Nevada(2/20/2024)
RR
New Hampshire(2/20/2024)
RR
New Jersey(2/20/2024)
RR
New Mexico(2/20/2024)
RR
New York(2/20/2024)
RR
North Carolina(2/20/2024)
RR
North Dakota(2/20/2024)
RR
Ohio(2/20/2024)
RR
Oklahoma(2/20/2024)
RR
Oregon(2/20/2024)
RR
Pennsylvania(2/20/2024)
RR
Puerto Rico(5/7/2025)
RR
Rhode Island(2/20/2024)
RR
South Carolina(2/20/2024)
RR
South Dakota(2/20/2024)
RR
Tennessee(2/20/2024)
RR
Texas(2/20/2024)
RR
Utah(2/20/2024)
RR
Vermont(2/20/2024)
RR
Virginia(2/20/2024)
RR
Washington(2/20/2024)
RR
West Virginia(2/20/2024)
RR
Wisconsin(2/20/2024)
RR
Wyoming(2/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/17/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 3/3/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE SECURITIES, INC.
BANKERS LIFE | BL SECURITIES, INC. | BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 E Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Phone number
(844) 553-9083
Established
Indiana since 07/31/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
