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George William Logan Jr

CRD# 720873·Registered 1980 - 2026
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George William Logan JR, who also goes by George William Logan, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1980 - 2026. George had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 5 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George William Logan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

GCMI SECURITIES CORP.·CRD# 139520
BD
Irvine, CA
October 6, 2006 - September 21, 2026
E*OFFERING·CRD# 36717
BD
June 18, 1997 - April 15, 1998
E*OFFERING·CRD# 36717
BD
San Francisco, CA
April 23, 1996 - April 15, 1998
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
Newport Beach, CA
November 4, 1992 - April 9, 1996
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 21, 1990 - November 9, 1992
SUTRO & CO. INCORPORATED·CRD# 801
BD
San Francisco, CA
March 21, 1989 - August 24, 1990
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 3, 1984 - March 30, 1989
MORGAN STANLEY DW INC.·CRD# 7556
BD
November 6, 1981 - January 19, 1984
EQUITEC SECURITIES COMPANY·CRD# 6463
BD
December 29, 1980 - October 22, 1981

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Current Firm

GS
GCMI SECURITIES CORP.

GCMI SECURITIES CORP.

CRD#: 139520 / SEC#: 8-67225
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

19200 Von Karman Avenue Suite 210, Irvine, CA 92612

Mailing Address

19200 Von Karman Avenue Suite 210, Irvine, CA 92612

Phone Number

(949) 252-4600

Established

California since 12/14/2005

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL CAPITAL MARKETS, INC.PARENT COMPANY—
HOLMES, STEPHEN GARYPRESIDENT/CCO5089576
TARRA, SCOTT PATRICKFINOP/POO/PFO4593965
WILSER, MARK STEPHENVICE PRESIDENT/PRINCIPAL5089578

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2006About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam

Series 5 — Interest Rate Options Examination

Passed Dec 1982

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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