Brian C. Wagner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian C Wagner, who also goes by Brian Charles Wagner, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1980. Brian had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24, Series 9, Series 10 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
September 13, 2016 - October 16, 2024
TRUIST ADVISORY SERVICES, INC.
October 31, 2002 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 6, 2001 - October 16, 2024
TRUIST INVESTMENT SERVICES, INC.
February 14, 1998 - June 21, 2001
QUICK & REILLY, INC.
January 25, 1983 - February 14, 1998
FLEET BROKERAGE SECURITIES, INC.
November 2, 1981 - January 3, 1982
PRUDENTIAL EQUITY GROUP, LLC
December 30, 1980 - November 22, 1982
BRUNS, NORDEMAN, REA & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
