Sophia Alvarez
STRATEGIC ADVISERS | Financial Consultant I
LEXINGTON, MA
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CRD#: 7208426
Professional summary
Sophia Alvarez, who also goes by Sophia Romanillos Alvarez, Sophia Alvarez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lexington, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Sophia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Sophia has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Biography
I have had over a decade in client facing experience both at the institutional and individual level. I have a passion for providing a personalized experience and take a consultative approach that I regularly apply during client conversations. I endeavor to stay curious and I enjoy partnering with my clients to find strategies that fit their unique needs. I truly love financial services and hope to make a positive impact through financial planning.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sophia Romanillos Alvarez | Sophia Alvarez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sophia Alvarez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Florida
Bachelor of Arts (BA) - East Asian Studies - Chinese Concentration
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 801 Boylston Street, Boston, MA 02116RIA
CRD#: 104555
LEXINGTON, MA
Current
March 6, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 801 Boylston Street, Boston, MA 02116BD
CRD#: 7784
Boston, MA
Past
May 24, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/7/2026)
RR
California(3/4/2024)
RR
Connecticut(3/19/2020)
RR
Florida(3/9/2020)
RR
Georgia(3/14/2024)
RR
Illinois(1/10/2025)
RR
Indiana(3/19/2020)
RR
Louisiana(2/3/2026)
RR
Maine(3/20/2020)
RR
Massachusetts(3/19/2020)
IAR
Massachusetts(3/31/2025)
RR
Missouri(1/7/2026)
RR
New Hampshire(3/19/2020)
RR
New Jersey(3/20/2020)
RR
New York(3/19/2020)
RR
North Carolina(3/19/2020)
RR
Ohio(3/4/2024)
RR
Oregon(3/25/2020)
RR
Pennsylvania(3/19/2020)
RR
Rhode Island(3/19/2020)
RR
Texas(3/19/2020)
IAR
Texas(3/31/2025)
RR
Vermont(3/19/2020)
RR
Virginia(8/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/6/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial Consultant ICRD#: 104555Lexington, MATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
