Heather M. Sontag

CARLSBAD WEALTH ADVISORY GROUP

Carlsbad, CA 92008

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CRD#: 7205987

Professional summary

Heather Morgan Wildonger Sontag, CFP®, who also goes by Heather Morgan Wildonger, is a registered financial advisor currently at CARLSBAD WEALTH ADVISORY GROUP, INC. located in Carlsbad, California.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Heather has worked at 1 firm and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Morgan Wildonger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Solar Turbines Incorporated Not Investment Related San Diego, CA Turbine Manufacturer Sr. Staff Accountant Start Date: 04/2016 ~160 hours/month ~5 hours per day during securities trading hours Accounting related duties for Customer Services Finance segment.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Morgan Wildonger Sontag's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

December 2, 2019 - Present

CARLSBAD WEALTH ADVISORY GROUP, INC.

Office #1: 5927 Balfour Ct, Suite 207, Carlsbad, CA 92008

RIA

CRD#: 146587

Carlsbad, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARLSBAD WEALTH ADVISORY GROUP, INC.

2 ADVISOR | CARLSBAD WEALTH ADVISORY GROUP, INC.

CRD#: 146587 / SEC#: 801-107521

RIA

Registered Investment Advisory firm - (3/30/2016 Approved)

California

Registered Investment Advisory firm - (5/4/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/2019

Uniform Securities Agent State Law Examination

Current Firm

CARLSBAD WEALTH ADVISORY GROUP, INC.

2 ADVISOR | CARLSBAD WEALTH ADVISORY GROUP, INC.

CRD#: 146587 / SEC#: 801-107521

RIA

Registered Investment Advisory firm - (3/30/2016 Approved)

California

Registered Investment Advisory firm - (5/4/2016 Terminated)

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Contact information

Main Address

5927 Balfour Ct, Suite 207, Carlsbad, CA 92008

Mailing Address

Phone number

(760) 607-0812

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2B - GEORGE (2/8/2025)

ADV FORM 2A (2/8/2025)

MATTHEW BRAYER ADV PART 2 (2/8/2025)

HEATHER SONTAG ADV PART 2 (2/8/2025)

ADV FORM 2B - SONTAG (2/8/2025)

Regulatory assets under management

Total Number of Accounts	730
AUM (Assets Under Management)	$ 204,392,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather M. Sontag

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Morgan Wildonger Sontag's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARLSBAD WEALTH ADVISORY GROUP, INC.

Primary Firm SEC Registration

CARLSBAD WEALTH ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2019

Series 63

Date: 8/20/2019

Current Firm

CARLSBAD WEALTH ADVISORY GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARLSBAD WEALTH ADVISORY GROUP, INC.

TRUST BUT VERIFY

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