Anthony J. Ciaramitaro

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CRD#: 7205970

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony J Ciaramitaro, who also goes by Anthony J Ciaramitaro, Anthony Ciaramitaro, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 2023. Anthony had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony J Ciaramitaro | Anthony Ciaramitaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 08/2023 - Boston Light Financial / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160 Hrs per month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 13, 2025 - September 18, 2025

CHARTER OAK CAPITAL MANAGEMENT

RIA

CRD#: 120870

PORTSMOUTH, NH

Past

September 28, 2023 - December 20, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

WOBURN, MA

Past

August 4, 2023 - December 20, 2024

LPL FINANCIAL LLC

CRD#: 6413

WOBURN, MA

Past

April 1, 2023 - May 12, 2023

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARTER OAK CAPITAL MANAGEMENT

CRD#: 120870 / SEC#: 801-64808

RIA

Registered Investment Advisory firm - (11/2/2005 Approved)

Maine

Registered Investment Advisory firm - (12/31/2005 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/21/2006 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/31/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/1/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/21/2022

Securities Industry Essentials Examination

Current Firm

CHARTER OAK CAPITAL MANAGEMENT

CRD#: 120870 / SEC#: 801-64808

RIA

Registered Investment Advisory firm - (11/2/2005 Approved)

Maine

Registered Investment Advisory firm - (12/31/2005 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/21/2006 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/31/2005 Terminated)

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Contact information

Main Address

Two International Drive Suite 325, Portsmouth, NH 03801

Mailing Address

Phone number

(800) 646-5720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHARTER OAK_PART 2A BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	1,359
AUM (Assets Under Management)	$ 1,419,829,350

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony J. Ciaramitaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARTER OAK CAPITAL MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

CHARTER OAK CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2023

Series 7TO

Date: 4/1/2023

SIE

Date: 1/21/2022

Current Firm

CHARTER OAK CAPITAL MANAGEMENT

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHARTER OAK CAPITAL MANAGEMENT

TRUST BUT VERIFY

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