John Robert Brown
Professional Summary
John Robert Brown is a registered financial advisor currently at CASEY SECURITIES LLC located in Greenbrae, California. John is registered as a RR (Registered Representative) and started their career in finance in 2019. John has worked at 2 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
CASEY SECURITIES LLC | RFA SECURITIES | CASEY SECURITIES, LLC | CASEY SECURITIES, INC.
Contact Information
Main Address
300 Drakes Landing Road Building 300a - Suite 110, Greenbrae, CA 94904Mailing Address
300 Drakes Landing Road Building 300a - Suite 110, Greenbrae, CA 94904Phone Number
(415) 954-5579Established
Delaware since 01/01/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/23/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Robert Brown's CRS (Customer Relationship Summary).
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