VC
Virginia Capicchioni
CETERA INVESTMENT ADVISERS LLC
FAIRFIELD, NJ 07004
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CRD#: 7205215
VC
Professional summary
Virginia Capicchioni is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fairfield, New Jersey and CETERA ADVISORS LLC located in Fairfield, New Jersey.
Virginia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Virginia has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FLORHAM PARK SPORTS DOME, INVESTMENT RELATED: NO, ADDRESS: 76 PASSAIC AVE, FLORHAM PARK, NJ 07932, NATURE OF BUSINESS: SPORT EVENTS, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: EVENTS ASSISTANT, APX NUMBER OF HOURS PER WEEK: 7, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ASSIST OWNER AND DIRECTOR OF EVENTS WITH LACROSSE SPORTS EVENTS; 2) GLADIATOR LACROSSE LLC; OWNER/MANAGING DIRECTOR; EDUCATION/TEACHING; START DATE: 06/24/2020; 8 HOURS PER MONTH. 3) NAME OF OTHER BUSINESS: CAP FINANCIAL MANAGEMENT; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 9/2021 POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: FEDERAL & STATE TAX RETURNS, PROVIDE GUIDANCE & BOOKKEEPING FOR COACHES/ATHLETES; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND HEALTH ; 5) NAME OF OTHER BUSINESS: USA LACROSSE; INVESTMENT RELATED: NO; ADDRESS: 2 LOVETON CIRCLE SPARKS, MD 21152; NATURE OF BUSINESS: COACHING; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: HEAD COACH; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS 5:; BRIEF DESCRIPTION OF DUTIES: COACHING, RECRUITING, FUNDRAISING AND APPEARANCES, COACHING USA WOMENS LACROSSE TEAM; 6) NAME OF OTHER BUSINESS: LIFELONG INVESTMENTS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2020, POSITION/TITLE/RELATIONSHIP: REGISTERED ASSISTANT, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7) NAME OF OTHER BUSINESS: AMERICAN WOMENS BOX LACROSSE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 207 64TH ST UNIT B VIRGINIA BEACH, VA 23451; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PLAN EVENTS TO TRAIN WOMEN IN BOX LACROSSE, COMMUNICATE WITH THE BOARD, PAY VENDORS AND COSTS ASSOCIATED WITH THE EVENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Virginia Capicchioni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 155 Passaic Avenue Suite 310, Fairfield, NJ 07004RIA
CRD#: 105644
FAIRFIELD, NJ
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 155 Passaic Avenue Suite 310, Fairfield, NJ 07004BD
CRD#: 10299
Fairfield, NJ
Past
August 7, 2020 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
FAIRFIELD, NJ
Past
May 15, 2020 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
FAIRFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
New Jersey(11/12/2020)
RR
New Jersey(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
