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KG

Kimberly I. Gonzalez

JIKO SECURITIES
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 7203294
KG

Professional summary

Kimberly Ivette Gonzalez, who also goes by Kimberly Gonzalez, is a registered financial professional currently at JIKO SECURITIES INC. located in San Francisco, California.

Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2020. Kimberly has worked at 1 firm and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kimberly Gonzalez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kimberly Ivette Gonzalez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 16, 2020 - Present

JIKO SECURITIES INC.

Office #1: 135 Main Street Suite 1320, San Francisco, CA 94105
BD
CRD#: 287507
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/21/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 3/19/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/16/2020
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/17/2024
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JS
JIKO SECURITIES INC.
JIKO SECURITIES INC.

CRD#: 287507 / SEC#: , 8-69902

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
135 Main Street Suite 1320, San Francisco, CA 94105
Mailing Address
447 Sutter Street Suite 405 #197, San Francisco, CA 94108
Phone number
(844) 999-0973
Established
Delaware since 01/04/2017
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JIKO GROUP INCSHAREHOLDER
LINTNER, STEPHANE KARLCEO5311611
GONZALEZ, KIMBERLY IVETTEPRINCIPAL FINANCIAL OFFICER7203294
ZAK, STEPHEN PETERCHIEF COMPLIANCE OFFICER2423424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JIKO SECURITIES INC.

CRD#: 287507San Francisco, CA 94105

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