DG
David Gray
WOLVERINE EXECUTION SERVICES
Chicago, IL 60604
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CRD#: 7202107
DG
Professional summary
David Gray is a registered financial professional currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 2019. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Gray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2019 - Present
WOLVERINE EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604BD
CRD#: 120719
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
FINRA
Current Firm
WE
WOLVERINE EXECUTION SERVICES, LLC
WOLVERINE EXECUTION SERVICES, LLC
CRD#: 120719 / SEC#: , 8-65336
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
Mailing Address
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
Phone number
(312) 884-4000
Established
Illinois since 07/19/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE TRADING, LLC | LIMITED LIABILITY CORPORATION | 36848 |
| CAVICKE, DAVID | CHIEF LEGAL COUNSEL | 6027073 |
| KULA, JUDITH MARIE | CHIEF FINANCIAL OFFICER FINOP | 1255502 |
| MURPHY, PATRICK TIMOTHY | CHIEF OPERATING OFFICER/EXECUTIVE REPRESENTATIVE | 2057769 |
| MURRAY, CRAIG JOHN | CHIEF COMPLIANCE OFFICER | 6136205 |
| SOWERS, BRAD ALLEN | ROSFP | 2530780 |
Disclosures
| Regulatory Event | 43 |
Red Flags
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