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Janet Marie De La Fuente

WOLVERINE EXECUTION SERVICES
CHICAGO, IL
·CRD# 4543841·24 years experience

Professional Summary

Janet Marie De La Fuente, who also goes by Janet Marie Buban, is a registered financial advisor currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois and WOLVERINE TRADING, LLC located in Chicago, Illinois. Janet is registered as a RR (Registered Representative) and started their career in finance in 2002. Janet has worked at 7 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Janet Marie Buban

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

WOLVERINE EXECUTION SERVICES, LLC·CRD# 120719
BD
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
November 27, 2024 - Present
WOLVERINE TRADING, LLC·CRD# 36848
BD
175 W Jackson Suite 200, Chicago, IL 60604
November 27, 2024 - Present
ELECTRONIC TRANSACTION CLEARING, INC.·CRD# 146122
BD
Dallas, TX
March 4, 2020 - March 16, 2023
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
February 26, 2020 - May 22, 2024
HARRIS ASSOCIATES SECURITIES L.P.·CRD# 6959
BD
Chicago, IL
October 2, 2012 - March 3, 2020
NICO SECURITIES, LLC·CRD# 133476
BD
Chicago, IL
February 23, 2010 - August 22, 2012
CITADEL SECURITIES LLC·CRD# 116797
BD
Chicago, IL
July 1, 2009 - October 16, 2009
HARRIS ASSOCIATES SECURITIES L.P.·CRD# 6959
BD
Chicago, IL
July 23, 2002 - October 5, 2007

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Current Firm

WT
WOLVERINE TRADING, LLC

WOLVERINE TRADING, L.P. | WOLVERINE TRADING, LLC

CRD#: 36848 / SEC#: 8-47484
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

175 W Jackson Suite 200, Chicago, IL 60604

Mailing Address

175 W Jackson Suite 200, Chicago, IL 60604

Phone Number

(312) 884-4000

Established

Illinois since 09/14/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WOLVERINE HOLDINGS, LLCMANAGING MEMBER—
BELLICK, ROBERT ROSSMANAGING DIRECTOR1715715
CAVICKE, DAVIDCHIEF LEGAL OFFICER6027073
DE LA FUENTE, JANET MARIEFINOP4543841
GUST, CHRISTOPHER LAZARUSMANAGING DIRECTOR2311366
HENSCHEL, ERIC JONATHANMANAGING DIRECTOR3237017
MCMAHON, CASEY JAMESCHIEF COMPLIANCE OFFICER6117524

Disclosures

Regulatory Event

63

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2003About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2002About the Series 27 exam
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CRS (Client Relationship Summary) - BD

Click below to view Janet Marie De La Fuente's CRS (Customer Relationship Summary).

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