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SM

Shanon M. Mccune

ADAPTATION FINANCIAL ADVISORS
Oklahoma City, OK 73114
Some features on this profile are disabled
CRD#: 7201451
SM

Professional summary

Shanon M Mccune, who also goes by Shanon M Rivera, is a registered financial advisor currently at ADAPTATION FINANCIAL ADVISORS INC. located in Oklahoma City, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Oklahoma City, Oklahoma.

Shanon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Shanon has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shanon M Rivera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shanon M Mccune's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2026 - Present

ADAPTATION FINANCIAL ADVISORS INC.

Office #1: 700 Cedar Lake Blvd, Oklahoma City, OK 73114
RIA
CRD#: 309192
Oklahoma City, OK
Current

October 10, 2022 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 700 Cedar Lake Blvd., Oklahoma City, OK 73114
BD
CRD#: 39543
Oklahoma City, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ADAPTATION FINANCIAL ADVISORS INC.
ADAPTATION FINANCIAL | ADAPTATION FINANCIAL ADVISORS INC.

CRD#: 309192 / SEC#: 801-118982

RIA
Registered Investment Advisory firm - (6/26/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oklahoma
(12/2/2025)
IAR
Oklahoma
(2/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/14/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/17/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/8/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/13/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ADAPTATION FINANCIAL ADVISORS INC.
ADAPTATION FINANCIAL | ADAPTATION FINANCIAL ADVISORS INC.

CRD#: 309192 / SEC#: 801-118982

RIA
Registered Investment Advisory firm - (6/26/2020 Approved)
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Contact information

Main Address
700 Cedar Lake Blvd, Oklahoma City, OK 73114
Mailing Address
Phone number
(972) 774-0700
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADAPTATION WRAP BROCHURE-MARCH 2025 (3/31/2025)
ADAPTATION FINANCIAL- ADV2A BROCHURE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts674
AUM (Assets Under Management)$ 217,147,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADAPTATION FINANCIAL ADVISORS INC.

CRD#: 309192Oklahoma City, OK 73114

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