John J. Girton
Professional summary
John Joseph Girton is a registered financial advisor currently at GIRTON CAPITAL MANAGEMENT, INC. located in Larkspur, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. John has worked at 5 firms and has passed the Series 63, Series 15, Series 5, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Girton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 1998 - Present
GIRTON CAPITAL MANAGEMENT, INC.
August 8, 1988 - February 27, 1998
WELLS FARGO SECURITIES, LLC
April 1, 1986 - July 29, 1988
BWS, INC.
July 30, 1981 - April 1, 1986
BIRR, WILSON & CO., INC.
December 1, 1980 - December 10, 1983
HENRY F. SWIFT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/1998)
Exams
Series 15
Date: 6/6/1984
Foreign Currency Options ExaminationSeries 5
Date: 8/17/1983
Interest Rate Options ExaminationCurrent Firm
GIRTON CAPITAL MANAGEMENT, INC.
CRD#: 130573 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 24,399,529 |
Red Flags
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