Nelson B. Thomas
STRATEGIC ADVISERS LLC | Financial Consultant
ARGYLE, TX
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CRD#: 7200824
Professional summary
Nelson Brad Thomas, CFP®, who also goes by Nelson Thomas, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Argyle, Texas and FIDELITY BROKERAGE SERVICES LLC located in Irving, Texas.
Nelson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nelson has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
While working with one of the most esteemed investment firms in the industry, I will help you navigate through the complexities of investing while making it simpler to understand and manage. With my commitment to integrity, I will focus on understanding your dreams and goals so we can partner together on your financial journey.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Nelson Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nelson Brad Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Education
Texas A & M University - Texarkana
Master of Business Administration (MBA) - Business Administration
2018
University of Arkansas
Bachelor of Business Administration - Finance and Accounting
2015
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 6731 N Macarthur Blvd Ste 100, Irving, TX 75039-2403RIA
CRD#: 104555
ARGYLE, TX
Current
February 3, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6731 N Macarthur Blvd Ste 100, Irving, TX 75039BD
CRD#: 7784
Irving, TX
Past
February 25, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/25/2020)
RR
Arizona(4/7/2025)
RR
Arkansas(2/25/2020)
RR
California(2/25/2020)
RR
Colorado(2/25/2020)
RR
Florida(2/25/2020)
RR
Georgia(5/3/2024)
RR
Illinois(5/3/2024)
RR
Kansas(2/25/2020)
RR
Louisiana(2/25/2020)
RR
Mississippi(2/25/2020)
RR
New Jersey(1/25/2023)
RR
New Mexico(2/25/2020)
RR
North Carolina(2/25/2020)
RR
Ohio(2/26/2020)
RR
Oklahoma(2/25/2020)
RR
Tennessee(3/27/2023)
RR
Texas(2/24/2020)
IAR
Texas(3/31/2025)
RR
Virginia(2/25/2020)
RR
Washington(7/11/2023)
RR
Wisconsin(3/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/3/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Argyle, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
