Pedro A. Gonzalez
Professional summary
Pedro Alberto Gonzalez, who also goes by Pedro A Gonzalez, Pedro A Gonzalez Hernandez, Pedro Alberto Gonzalez Hernandez, Pedro Gonzalez, Pedro Alberto Alberto Gonzalez, is a registered financial professional currently at ROTHSCHILD & CO US INC. located in New York, New York.
Pedro is registered as a RR (Registered Representative) and started their career in finance in 2020. Pedro has worked at 5 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pedro Alberto Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2026 - Present
ROTHSCHILD & CO US INC.
Office #1: 1251 Avenue Of The Americas, New York, NY 10020April 14, 2025 - July 29, 2026
UBS SECURITIES LLC
September 3, 2024 - October 31, 2024
OSAIC INSTITUTIONS, INC.
June 5, 2023 - September 1, 2023
BA SECURITIES, LLC
January 8, 2021 - May 12, 2023
UBS SECURITIES LLC
January 25, 2020 - January 4, 2021
BBVA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2026)
Exams
Series 79TO
Date: 3/9/2020
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/25/2020
General Securities Representative ExaminationFINRA
Current Firm
ROTHSCHILD & CO US INC.
CRD#: 2910 / SEC#: , 8-13852
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO NORTH AMERICA INC. | DIRECT SHAREHOLDER | |
| CARROLL, JOHN MURRAY | DIRECTOR | 2605675 |
| FELDMAN, TRACY J | DIRECTOR | 2575503 |
| LONDON, FRANK STEVEN | CHIEF COMPLIANCE OFFICER | 5861920 |
| NEISSA, JAMES MANUEL | DIRECTOR | 2142240 |
| SCHACKERT, CHRISTA MARY | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINANCIAL OPERATIONS PRINCIPAL & CONTROLLER | 4219093 |
| SPELLER, MICHAEL CHARLES | CHIEF EXECUTIVE OFFICER (FOR REGULATORY AND COMPLIANCE PURPOSES), PARTNER AND DIRECTOR | 3105214 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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