Mark H. Huston
Professional summary
Mark Harold Huston, CFP® is a registered financial advisor currently at MISSIONSQUARE WEALTH MANAGEMENT located in Havertown, Pennsylvania.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Mark has worked at 21 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE, Series 6, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Harold Huston's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2026 - Present
MISSIONSQUARE WEALTH MANAGEMENT
January 1, 2014 - Present
MISSIONSQUARE WEALTH MANAGEMENT
February 10, 2014 - March 16, 2026
MISSIONSQUARE RETIREMENT
March 10, 2010 - May 21, 2010
CETERA WEALTH SERVICES, LLC
February 5, 2010 - May 21, 2010
CETERA WEALTH SERVICES, LLC
January 7, 2009 - November 23, 2009
TOUCHSTONE ADVISORS INC
January 7, 2009 - November 23, 2009
TOUCHSTONE SECURITIES, LLC
September 17, 2008 - September 25, 2008
DBSI SECURITIES CORPORATION
April 8, 2008 - September 12, 2008
VOYA INVESTMENT MANAGEMENT CO. LLC
January 12, 2005 - September 12, 2008
VOYA INVESTMENTS DISTRIBUTOR, LLC
November 27, 2000 - January 4, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 21, 1997 - December 31, 2000
NATIONWIDE SECURITIES, LLC
June 20, 1996 - January 27, 1997
NICHOLAS-APPLEGATE SECURITIES LLC
August 2, 1995 - June 24, 1996
FIRST UNION BROKERAGE SERVICES, INC.
May 19, 1995 - June 5, 1995
ASSETMARK CAPITAL CORPORATION
May 10, 1995 - May 24, 1995
ALLIANCEBERNSTEIN INVESTMENTS, INC.
February 15, 1994 - February 23, 1995
ALLIANCEBERNSTEIN INVESTMENTS, INC.
April 15, 1992 - October 5, 1994
EATON VANCE DISTRIBUTORS, INC.
February 6, 1987 - April 9, 1992
BNY MELLON SECURITIES CORPORATION
November 3, 1986 - March 30, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 3, 1986 - April 10, 1987
EQUITABLE ADVISORS, LLC
October 18, 1985 - November 12, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 1985 - September 4, 1986
FIRST CHARLESTON SECURITIES, INC.
June 23, 1983 - August 23, 1984
UBS FINANCIAL SERVICES INC.
December 1, 1980 - June 3, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2016)
(6/19/2020)
(3/1/2023)
(1/24/2014)
(3/2/2026)
(1/2/2014)
(8/8/2016)
(7/25/2016)
(7/25/2016)
Exams
Series 7TO
Date: 10/14/2019
General Securities Representative ExaminationSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationFINRA
Current Firm
MISSIONSQUARE WEALTH MANAGEMENT
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRESIDENT & PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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