Willard B. Phillips
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willard Bowen Phillips was a registered financial professional .
Willard is a previously registered financial professional and started their career in finance in 1980. Willard had worked at 6 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2013 - August 20, 2013
SAYBRUS EQUITY SERVICES, LLC
September 15, 2010 - May 4, 2011
SAYBRUS EQUITY SERVICES, LLC
February 4, 2009 - September 15, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
March 29, 2000 - February 4, 2009
VP DISTRIBUTORS LLC
July 5, 1995 - March 13, 2000
VOYA FINANCIAL PARTNERS, LLC
December 5, 1994 - May 24, 1995
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
July 11, 1983 - January 3, 1989
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
November 28, 1980 - February 24, 1983
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
