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BA

Bobbi Jeanne Armstrong

BRITEHORN SECURITIES
DENVER, CO
·CRD# 2828244·13 years experience

Professional Summary

Bobbi Jeanne Armstrong, who also goes by Bobbi Babitz, Roberta Jeanne Babitz, Roberta Babitz, is a registered financial advisor currently at BRITEHORN SECURITIES located in Denver, Colorado. Bobbi is registered as a RR (Registered Representative) and started their career in finance in 1997. Bobbi has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bobbi Babitz, Roberta Jeanne Babitz, Roberta Babitz

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

BRITEHORN SECURITIES·CRD# 36402
BD
1. 1401 Lawrence St Suite 1600, Denver, CO 802022. 1401 Lawrence Street Suite 1600, Denver, CO 80202
April 3, 2014 - Present
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
January 24, 1997 - August 28, 1997

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Current Firm

BS
BRITEHORN SECURITIES

ANDREWS PARTNERS | LOHI SECURITIES | KEATING SECURITIES, LLC | KEATING INVESTMENTS, LLC | GIA SECURITIES, INC. | BRITEHORN SECURITIES | ANDREWS SECURITIES, LLC

CRD#: 36402 / SEC#: 8-47217
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1401 Lawrence St Suite 1600, Denver, CO 80202

Mailing Address

1401 Lawrence St Suite 1600, Denver, CO 80202

Phone Number

(720) 465-5305

Established

Colorado since 10/31/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRITEHORN PARTNERS LLCDIRECT OWNER—
ARMSTRONG, BOBBI JEANNECHIEF COMPLIANCE OFFICER2828244
HURRY, ANDREW DUNCANCHIEF FINANCIAL OFFICER5131486
STORY, BRETT HOWARDPRINCIPAL5580403
STORY, NATALIA KLISHINACHIEF COMPLIANCE OFFICER7271729

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/14/2019)
RR
Alaska
(2/14/2019)
RR
Arizona
(2/14/2019)
RR
Arkansas
(2/22/2016)
RR
California
(9/11/2015)
RR
Colorado
(4/3/2014)
RR
Connecticut
(2/14/2019)
RR
Delaware
(1/22/2015)
RR
District of Columbia
(2/14/2019)
RR
Florida
(11/28/2016)
RR
Georgia
(2/14/2019)
RR
Hawaii
(2/14/2019)
RR
Idaho
(2/14/2019)
RR
Illinois
(2/14/2019)
RR
Indiana
(2/14/2019)
RR
Iowa
(2/14/2019)
RR
Kansas
(2/14/2019)
RR
Kentucky
(2/14/2019)
RR
Louisiana
(2/14/2019)
RR
Maine
(2/14/2019)
RR
Maryland
(2/14/2019)
RR
Massachusetts
(2/14/2019)
RR
Michigan
(2/14/2019)
RR
Minnesota
(2/14/2019)
RR
Mississippi
(2/14/2019)
RR
Missouri
(3/9/2018)
RR
Montana
(2/14/2019)
RR
Nebraska
(2/14/2019)
RR
Nevada
(2/14/2019)
RR
New Hampshire
(4/15/2016)
RR
New Jersey
(2/14/2019)
RR
New Mexico
(2/25/2016)
RR
New York
(2/4/2015)
RR
North Carolina
(2/14/2019)
RR
North Dakota
(2/14/2019)
RR
Ohio
(2/14/2019)
RR
Oklahoma
(2/14/2019)
RR
Oregon
(2/14/2019)
RR
Pennsylvania
(2/14/2019)
RR
Puerto Rico
(3/17/2016)
RR
Rhode Island
(2/14/2019)
RR
South Carolina
(2/14/2019)
RR
South Dakota
(2/26/2016)
RR
Tennessee
(2/14/2019)
RR
Texas
(1/22/2015)
RR
Utah
(2/14/2019)
RR
Vermont
(2/14/2019)
RR
Virginia
(2/14/2019)
RR
Washington
(2/18/2016)
RR
West Virginia
(2/14/2019)
RR
Wisconsin
(2/14/2019)
RR
Wyoming
(2/14/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2014About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Sep 2026About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2014About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bobbi Jeanne Armstrong's CRS (Customer Relationship Summary).

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