Kevin P. Mceneaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Pember Mceneaney, who also goes by Kevin P Mceneaney, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1980. Kevin had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2014 - December 31, 2014
QUEST CAPITAL STRATEGIES, INC.
August 18, 2010 - March 20, 2012
CITIZENS JMP SECURITIES, LLC
January 18, 2000 - July 20, 2010
THOMAS WEISEL PARTNERS LLC
October 1, 1997 - January 5, 2000
BANC OF AMERICA SECURITIES LLC
March 12, 1997 - October 1, 1997
MONTGOMERY SECURITIES
April 24, 1992 - March 17, 1997
NATWEST SECURITIES CORPORATION
December 21, 1980 - May 20, 1992
UBS FINANCIAL SERVICES INC.
November 25, 1980 - June 4, 1984
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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