Christopher J. Gorman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Gorman, who also goes by Chris Gorman, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2020. Christopher had worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2020 - September 22, 2021
BRIDGE ALTERNATIVES SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/20/2020
General Securities Representative ExaminationCurrent Firm
BRIDGE ALTERNATIVES SECURITIES, LLC.
CRD#: 298625 / SEC#: , 8-70213
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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