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MR

Maria Cecilia A. Ross

PANTHEON SECURITIES
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 7195672
MR

Professional summary

Maria Cecilia Aro Ross, who also goes by Maria Cecilia Querubin Aro, Cecile Ross, is a registered financial professional currently at PANTHEON SECURITIES, LLC located in San Francisco, California.

Maria Cecilia is registered as a RR (Registered Representative) and started their career in finance in 2021. Maria Cecilia has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Maria Cecilia Querubin Aro | Cecile Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maria Cecilia Aro Ross's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2021 - Present

PANTHEON SECURITIES, LLC

Office #1: 555 California Street Suite 3450, San Francisco, CA 94104
BD
CRD#: 285480
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/17/2021)
RR
New York
(2/17/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/17/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/28/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PANTHEON SECURITIES, LLC
PANTHEON SECURITIES, LLC

CRD#: 285480 / SEC#: , 8-69844

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
11 Times Square 35th Floor, New York, NY 10036
Mailing Address
11 Times Square, New York, NY 10036
Phone number
(212) 205-2000
Established
Delaware since 08/24/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PANTHEONOWNER110091
BANKS, CHRISTOPHER JOHNCCO/AMLCO4308224
BANKS, CHRISTOPHER JOHNCEO/PRESIDENT4308224
ROCHE, PASCAL ACFO/FINOP5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PANTHEON SECURITIES, LLC

CRD#: 285480San Francisco, CA 94104

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