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GC

Gregory M. Casey

BRITEHORN SECURITIES
Denver, CO 80202
Some features on this profile are disabled
CRD#: 719454
GC

Professional summary

Gregory Michael Casey is a registered financial professional currently at BRITEHORN SECURITIES located in Denver, Colorado.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1980. Gregory has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Michael Casey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2016 - Present

BRITEHORN SECURITIES

Office #1: 1401 Lawrence St Suite 1600, Denver, CO 80202
BD
CRD#: 36402
Denver, CO
Past

July 21, 2015 - March 1, 2016

HOCKING CAPITAL, LLC

BD
CRD#: 148088
SAN FRANCISCO, CA
Past

November 1, 2007 - March 20, 2015

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

March 8, 2005 - October 5, 2007

CGA SECURITIES, LLC

BD
CRD#: 32301
READING, MA
Past

May 24, 2002 - May 20, 2003

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

January 29, 2002 - May 22, 2002

PACIFIC AMERICAN SECURITIES, LLC

BD
CRD#: 42999
SAN DIEGO, CA
Past

August 31, 1999 - December 31, 2001

PMK SECURITIES & RESEARCH, INC.

BD
CRD#: 40145
DELRAY BEACH, FL
Past

June 26, 1998 - April 30, 1999

PORTSMOUTH FINANCIAL SERVICES

BD
CRD#: 13980
SAN FRANCISCO, CA
Past

March 19, 1997 - May 1, 1998

SYNDICATED CAPITAL, INC.

BD
CRD#: 29037
DIAMOND BAR, CA
Past

January 2, 1996 - March 11, 1996

VP DISTRIBUTORS LLC

BD
CRD#: 3036
HARTFORD, CT
Past

January 17, 1995 - January 2, 1996

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

January 2, 1991 - October 3, 1994

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

January 21, 1988 - November 8, 1990

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 24, 1983 - December 21, 1987

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

November 24, 1980 - February 7, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/29/2021)
RR
California
(11/14/2023)
RR
Connecticut
(8/22/2018)
RR
Florida
(4/23/2024)
RR
Illinois
(3/19/2018)
RR
Massachusetts
(1/5/2023)
RR
Missouri
(12/21/2017)
RR
New York
(11/16/2023)
RR
North Carolina
(5/18/2016)
RR
Pennsylvania
(12/14/2017)
RR
Texas
(3/19/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 11/10/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1980
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BRITEHORN SECURITIES
ANDREWS PARTNERS | LOHI SECURITIES | KEATING SECURITIES, LLC | KEATING INVESTMENTS, LLC | GIA SECURITIES, INC. | BRITEHORN SECURITIES | ANDREWS SECURITIES, LLC

CRD#: 36402 / SEC#: , 8-47217

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1401 Lawrence St Suite 1600, Denver, CO 80202
Mailing Address
1401 Lawrence St Suite 1600, Denver, CO 80202
Phone number
(720) 465-5305
Established
Colorado since 10/31/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BRITEHORN PARTNERS LLCDIRECT OWNER
ARMSTRONG, BOBBI JEANNECHIEF COMPLIANCE OFFICER2828244
HURRY, ANDREW DUNCANCHIEF FINANCIAL OFFICER5131486
STORY, BRETT HOWARDPRINCIPAL5580403
STORY, NATALIA KLISHINACHIEF COMPLIANCE OFFICER7271729

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRITEHORN SECURITIES

CRD#: 36402Denver, CO 80202

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