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Gregory Michael Casey

BRITEHORN SECURITIES
DENVER, CO
·CRD# 719454·46 years experience

Professional Summary

Gregory Michael Casey is a registered financial advisor currently at BRITEHORN SECURITIES located in Denver, Colorado. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1980. Gregory has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

BRITEHORN SECURITIES·CRD# 36402
BD
1401 Lawrence St Suite 1600, Denver, CO 80202
May 17, 2016 - Present
HOCKING CAPITAL, LLC·CRD# 148088
BD
San Francisco, CA
July 21, 2015 - March 1, 2016
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Boston, MA
November 1, 2007 - March 20, 2015
CGA SECURITIES, LLC·CRD# 32301
BD
Reading, MA
March 8, 2005 - October 5, 2007
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
May 24, 2002 - May 20, 2003
PACIFIC AMERICAN SECURITIES, LLC·CRD# 42999
BD
San Diego, CA
January 29, 2002 - May 22, 2002
PMK SECURITIES & RESEARCH, INC.·CRD# 40145
BD
Delray Beach, FL
August 31, 1999 - December 31, 2001
PORTSMOUTH FINANCIAL SERVICES·CRD# 13980
BD
San Francisco, CA
June 26, 1998 - April 30, 1999
SYNDICATED CAPITAL, INC.·CRD# 29037
BD
Brea, CA
March 19, 1997 - May 1, 1998
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
January 2, 1996 - March 11, 1996
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
January 17, 1995 - January 2, 1996
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
January 2, 1991 - October 3, 1994
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 21, 1988 - November 8, 1990
MORGAN STANLEY DW INC.·CRD# 7556
BD
January 24, 1983 - December 21, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
November 24, 1980 - February 7, 1983

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Current Firm

BS
BRITEHORN SECURITIES

ANDREWS PARTNERS | LOHI SECURITIES | KEATING SECURITIES, LLC | KEATING INVESTMENTS, LLC | GIA SECURITIES, INC. | BRITEHORN SECURITIES | ANDREWS SECURITIES, LLC

CRD#: 36402 / SEC#: 8-47217
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1401 Lawrence St Suite 1600, Denver, CO 80202

Mailing Address

1401 Lawrence St Suite 1600, Denver, CO 80202

Phone Number

(720) 465-5305

Established

Colorado since 10/31/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRITEHORN PARTNERS LLCDIRECT OWNER—
ARMSTRONG, BOBBI JEANNECHIEF COMPLIANCE OFFICER2828244
HURRY, ANDREW DUNCANCHIEF FINANCIAL OFFICER5131486
STORY, BRETT HOWARDPRINCIPAL5580403
STORY, NATALIA KLISHINACHIEF COMPLIANCE OFFICER7271729

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(7/29/2021)
RR
California
(11/14/2023)
RR
Connecticut
(8/22/2018)
RR
Florida
(4/23/2024)
RR
Illinois
(3/19/2018)
RR
Massachusetts
(1/5/2023)
RR
Missouri
(12/21/2017)
RR
New York
(11/16/2023)
RR
North Carolina
(5/18/2016)
RR
Pennsylvania
(12/14/2017)
RR
Texas
(3/19/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1980About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory Michael Casey's CRS (Customer Relationship Summary).

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