CS
Cheng Su
WHITESWAN TRADING
San Francisco, CA 94108
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CRD#: 7194301
CS
Professional summary
Cheng Su is a registered financial advisor currently at WHITESWAN TRADING CORPORATION located in San Francisco, California.
Cheng is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Cheng has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cheng Su's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2020 - Present
WHITESWAN TRADING CORPORATION
Office #1: 447 Sutter St Ste 405 Pmb 191, San Francisco, CA 94108RIA
CRD#: 300671
San Francisco, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/24/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WT
WHITESWAN TRADING CORPORATION
WHITESWAN TRADING CORPORATION | WHITESWAN TRADING LLC
CRD#: 300671 / SEC#:
California
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Contact information
Main Address
447 Sutter St Ste 405 Pmb 191, San Francisco, CA 94108
Mailing Address
447 Sutter St Ste 405 Pmb 191, San Francisco, CA 94108
Phone number
(510) 838-9086
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 6,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
