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JS

Jeffrey O. Steinberg

NEXTREND SECURITIES
Austin, TX 78711
Some features on this profile are disabled
CRD#: 7194263
JS

Professional summary

Jeffrey Owen Steinberg is a registered financial professional currently at NEXTREND SECURITIES, INC. located in Austin, Texas.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2019. Jeffrey has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Owen Steinberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 22, 2019 - Present

NEXTREND SECURITIES, INC.

Office #1: P O Box 12108, Austin, TX 78711
BD
CRD#: 43710
Austin, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/12/2021)
RR
Texas
(11/22/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 9/25/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 11/22/2019
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/16/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NEXTREND SECURITIES, INC.
FIVE STAR TRADING, INC. | NEXTREND TRADING, INC. | NEXTREND SECURITIES, INC.

CRD#: 43710 / SEC#: , 8-50378

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
State Of Texas Address Confidentiality, Austin, TX 78711
Mailing Address
Po Box 12108, Austin, TX 78711
Phone number
(214) 668-1133
Established
Texas since 07/24/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXTREND TECHNOLOGIES, INC.SHAREHOLDER
CHERLIN, MARK SCOTTCHAIRMAN, CEO, PRESIDENT & CHIEF COMPLIANCE OFFICER1473238
THORNTON, STEVEN LEEFINOP4496384

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEXTREND SECURITIES, INC.

CRD#: 43710Austin, TX 78711

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