Thomas Young
Professional summary
Thomas Young, who also goes by Thomas Howard Young, Tom Young, is a registered financial advisor currently at INDEPENDENT FINANCIAL PARTNERS located in Columbia, Tennessee and IFP SECURITIES, LLC located in Columbia, Tennessee.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Thomas has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2025 - Present
INDEPENDENT FINANCIAL PARTNERS
Office #1: 611 N. Main Street Ste D, Columbia, TN 38401March 3, 2025 - Present
IFP SECURITIES, LLC
Office #1: 611 N. Main Street Ste D, Columbia, TN 38401December 10, 2021 - March 3, 2025
TVAMP, LLC
December 3, 2021 - March 12, 2025
LPL FINANCIAL LLC
February 26, 2020 - November 19, 2021
EDWARD JONES
January 20, 2020 - November 19, 2021
EDWARD JONES
Primary Firm SEC Registration
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 1/20/2020
General Securities Representative ExaminationFINRA
Current Firm
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45,782 |
| AUM (Assets Under Management) | $ 12,538,891,425 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/30/2023 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112Columbia, TN 38401TRUST BUT VERIFY
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