Roberto N. Moreiro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberto Nmn Moreiro, who also goes by Robert Moreiro, Roberto Moreiro, was a registered financial professional .
Roberto is a previously registered financial professional and started their career in finance in 2020. Roberto had worked at 4 firms and has passed the Series 66, Series 99TO and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2023 - November 30, 2023
AHANA MARKETS LLC
June 20, 2023 - January 2, 2025
MAIN STREET SECURITIES LLC
June 9, 2022 - October 30, 2023
PLANNER SECURITIES LLC
December 1, 2020 - April 18, 2022
ALBERT SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AHANA MARKETS LLC
CRD#: 318893 / SEC#: , 8-70941
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
